Schwab took an early lead in the industry, offering a combination of low prices and fast, efficient order executions, and soon became the nation’s largest discount broker. Today, the company is the nation’s largest publicly traded investment services firm, with around $7.8 trillion in client assets.
Associate, Operations – Asset & Account Maintenance
At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.
The purpose of the Asset & Account Maintenance team within Trust and Custody Services is to own the setup and maintenance of company sponsored retirement plans requested through the Retirement Business Services and Retirement Plan Services channels. You will work within a team and rotate as necessary to meet the goals of the business on daily functions and projects. You will have the opportunity to review and enhance processes, and the ability to leave a mark on a growing business unit in an industry leader with various opportunities for growth.
Your responsibilities will include but not be limited to:
- Complete assigned daily functions in a fast-paced operational environment
- Quickly learn the processes and identify process improvements
- Accurately process high volumes of work independently while working within a collaborative team
- Prioritize multiple tasks daily while maintaining continuous communication with management and other internal business partners.
- Take initiative on complex or escalated items
- Take on projects
What you have
To ensure that we fulfill our promise of “challenging the status quo,” this role has specific qualifications that successful candidates should have.
Required Qualifications:
- Attention-to-detail
- Superior verbal and written communication skills.
- Strong critical thinking skills to aid in problem solving
- A positive and engaged mindset to bring to a team environment
- Analytical skills that include the ability to research and resolve issues timely
- Interest in the financial services industry and desire to learn about retirement plans
Preferred Qualifications:
- Advanced Excel Skills
- Bachelor’s Degree
#schwabBTSjobs
What’s in it for you
At Schwab, we’re committed to empowering our employees’ personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you’ll get the tools you need to make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.
We offer a competitive benefits package that takes care of the whole you – both today and in the future:
- 401(k) with company match and Employee stock purchase plan
- Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
- Paid parental leave and family building benefits
- Tuition reimbursement
- Health, dental, and vision insurance
Fraud Transaction Risk Oversight (2LOD) Risk Analyst
At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.
Group Overview
The Transaction Risk Oversight and Monitoring (TROM) is a department within the Financial Crimes Risk Management Enterprise. Our charter is to protect our clients’ and the firm’s assets by assisting in prevention and mitigation of fraud losses. TROM is responsible for overseeing 1LOD strategies which interdict fraud perpetrated by criminals in our Move-Money products and accounts – Wires, ACH, New Accounts, Visa transactions, Bank Bill Pay, Journals and other Schwab products. Additionally, TROM performs risk policy gap and risk strategy gap analysis and focuses on firmwide scam impacts.
The team is responsible for effectively challenging new strategies developed by our internal 1LOD partners, analyzing current fraud trends, and assuring that overall strategies are working as intended. The team also works closely with our model product owners, Schwab Model Risk Oversight organization, Internal Audit teams, and our business stakeholders and in Banking and Brokerage operations to assess risk in areas impacting fraud losses, and adverse client experience.
Responsibilities
The ideal candidate will help drive the success of the 2LOD Risk Oversight Program.Senior Manager, an individual contributor role, will work closely with peers and business partners to identify risks and target illicit behaviors, use data to quantify fraud trends, losses, behaviors, gaps in policies and procedures, and support effective and efficient management of fraud scenarios in the Wires, Journal, ACH, Visa, Check, and New Account product spaces. This position requires a candidate to be a self-starter and someone with strong analytical, technical, and communication skills as well as someone who is highly reciprocal.
Key Responsibilities include but are not limited to:
- Work independently and collaboratively throughout the analytics lifecycle including data extraction/preparation, analysis, and documentation of results
- Leverage tools and analytical applications such as SQL, Python, R, and SAS daily
- Partner with technical and non-technical resources across the business to leverage their support and to deliver valuable solutions
- Work with Operations and 1LOD partners to identify gaps in system/operations process flows ensuring alignment of strategy/intent, execution, policies
- Pro-actively analyze data to uncover insights that increase business value and recommend additional solutions not considered by the business partners
- Suggest enhancements to fraud strategies (rules) to effectively target risky behaviors
- Monitor strategies performance and perform impact analyses on recommended changes
- Create effective presentations and communicate analysis approach, methodologies, summary of findings, and recommendations to business partners
- Expand knowledge of red flags, emerging risks, and analytical methodologies used to target various payment channel frauds and related illicit activity
- Approach analytical problems with a blend of statistical/mathematical rigor and practical business intuition
- Provide support to team members through training and mentorship
What you have
Required Qualifications
- Bachelor’s degree in Statistics, Mathematics, Economics, Business Analytics, Operations Research, or similar quantitative field
- 2+ years’ experience in analytical roles developing intermediate/advanced SQL queries and gathering data from transactional databases across multiple platforms
- Proven ability to leverage PowerPoint and other MS Office Applications to effectively present findings
- Highly analytical with ability to solve problems and successfully understand and articulate the linkage between business decisions, business objectives, and analytical approaches & findings
- Programming skills leveraging analytical tools such as SAS, R or Python
- Ability to evaluate large quantities of data, summarize key findings and recommend a course of action to management
- Strong interpersonal skills to successfully build long-term relationships with colleagues and business partners
- Highly effective verbal and written communication
- Understanding of risk-based decision strategy development and decision engines
Preferred Qualifications
- Advanced quantitative degree
- Financial Crimes experience
- Financial services experience
- Fraud strategy development hands on experience
- Oversight experience in Fraud and Risk Management space
- Experience with Tableau and creating dashboards
Specialist, AML Risk Analyst
At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.
The Risk Analyst position is an individual contributor role within our Analytics, Strategy, Data & Solutions (ASDS) team, part of the Financial Crimes Risk Management (FCRM) organization. The team handles the firm’s analytical efforts around Bank Secrecy Act (BSA)/ Anti-Money Laundering (AML) Surveillance, data solutions, projects for the FCRM program, and supporting the next generation of surveillance efforts. This team works closely with teams focused on modeling, model risk, anti-money laundering, enhanced due diligence, compliance, technology, and other areas to ensure a robust, well-coordinated approach to tackling financial crimes.
The Risk Analyst will support team members with data retrievals, reporting, and analytics to help address business challenges. This position requires a candidate with strong analytical, technical, and communication skills as well as someone who is highly reciprocal with a high level of attention to detail while driving independent work to completion.
What you have
Required Qualifications:
• 1-2 years of Data Analytics and/or Business Intelligence experience including developing SQL queries and gathering data from disparate systems such as Teradata, Oracle, SQL Server, and/or other databases
• Advanced degree in Statistics, Mathematics, Economics, Business Analytics, or related quantitative field
• Strong analytical skills and hands on experience with analytical tools including SQL, SAS or Python
• Ability to evaluate large quantities of data and extract relevant insights
• Strong creative thinking and complex problem-solving skills to perform research and help identify new solutions used to target and mitigate financial crime risk
• Highly motivated and goal-oriented demeanor
• Experience creating reports and presentations
• Strong attention to detail and confirms the quality and accuracy of the work product
• Proficiency with Excel, PowerPoint, and other Microsoft Office products
• Strong interpersonal and collaboration skills
• Excellent written and verbal communication skills and can understand and explain complicated subject matter to other stakeholders
Preferred Qualifications:
• Understands the use of statistical applications to help analyze data (a plus)
• Financial Crime experience (a plus)
• Knowledge of the brokerage business, financial services, and/or Schwab (a plus)
In addition to the salary range, this role is also eligible for bonus or incentive opportunities.
Full Stack .Net Developer with Angular
Schwab Asset Management Solutions (SAMS) Technologyis part of the Schwab Technology Services (STS) organization which is responsible for the company’s use of information technology including all telecommunications, operations and client and business applications.
SAMS Technology is aligned to support the technology needs of Schwab Asset Management (SAMS) which is the investment advisor for Schwab’s proprietary mutual funds, referred to as the Schwab Funds; and it includes Schwab’s exchange-traded funds, referred to as the Schwab ETFs™. With over $370bn in assets under management, SAMS is the 3rd largest provider of index funds and the 7th largest provider of money market funds.
What you’ll do:
Mid-level Software Development and Engineering role, with responsibilities including hands-on development, participation in architectural designs.
The role entails full Agile and DevOps model in partnership of SAMS business—actively working with Product Owners, End-Users, Partners—with active participation in requirements and responsible for designing, coding, testing (unit and functional), implementing high-quality software applications, including deployment and post-release support.
What you have
This role requires a highly motivated, organized, and experienced business focused technology individual with a proven record of software delivery to a front office investment management business.
Qualifications & Experience:
Mid-level Software Development and Engineering role
- 7+ years of hands-on expert level development skills in C#, .NET, Web APIs
- 3+ years of Angular front-end experience
- Proficient in SQL, database design and performance tuning
- PCF or AWS or Azure cloud experience is a plus
- Developer experience in Informatica, SSIS and other ETL technologies
- Participate and contribute to technology architecture designs to future proof platform and reduce technical debts.
- Knowledge of software design patterns and ability to apply them to the right use case scenarios.
- Experience with TDD & BDD is a plus.
- An agile champion with good understanding of CI/CD. Experience with GitHub or Atlassian suite of products & Jira is preferred.
- 2+ years of experience in the Financial Services Industry. Preferred
- Good to have exposure of Fixed Income portfolio management and trading processing including optionally Separately managed business workflows. Preferred
Personal Characteristics
- Excellent written communication, presentation, and facilitation skills
- Self-starter: takes initiative and can work independently
- Well-organized and disciplined with high attention to detail.
- Flexible and adaptable working with various business domains
“In addition to the salary range, this role is also eligible for bonus or incentive opportunities.”
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