UBS manages the largest amount of private wealth in the world, counting approximately half of The World’s Billionaires among its clients. UBS also maintains a global investment bank and is considered a primary market maker.
Supervisory Officer
Are you an expert on risk and supervision? Do you know how to make the right call in challenging situations?
We’re looking for a supervisory officer to:
• drive initiatives related to sales supervision, compliance and business risk, including implementation and education
• manage review of various supervision processes
• support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits
• partner with Compliance, including providing input to policy and supporting communication of policies
• serve as a point of contact for issues that cannot be resolved, and escalate issues as required
Detailed salary information:
• Seattle, Bellevue: the salary range for this role is $110000 to $135000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
Your Career Comeback
We are open to applications from career returners. Find out more about our program on ubs.com/careercomeback.
Your team
You’ll be working as part of Wealth Management Americas. We help high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them. You’ll be a member of the Central Supervision Market Team, reporting directly to the Central Branch Supervision Manager. You will work closely with the Market Supervisory Officer and the Market Head.
Your expertise
• ideally 5 years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution
• series 7, 8 (or 9/10), 66 (or 63/65); insurance and Series 3 a plus
• track record of leadership, mentoring and coaching success
• great communicator (and you know how to handle challenging situations)
• reliable when working independently, with sound judgment for when to escalate issues
• quickly adaptable to changing market situations, technology and business needs
*UBS-MOGUL
*EFC-DNI
*LI-UBS
About us
UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?
Salary information
US Only: The expected salary range for this role is $110000 to $135000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.
Join us
At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it’s our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?
Disclaimer / Policy statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Intern
Are you a motivated self-starter? Can you take an assignment and run with it? If you’re ready to dive into a
fast-paced, client-focused work environment, an internship may be the right fit for you.
Internship
We welcome interns to become a part of our team. You will work with our experts and learn about the
industry, our clients and our firm. This is an opportunity to gain valuable insight, develop new skills, and
establish a network of mentors and business contacts. You’ll leave with a lot more than a job listing on your
resume.
work on projects that have real impact on clients
support our team of wealth management experts
attend presentations by WMA leaders to help you understand our industry, culture and strategy
gain product knowledge from internal and external partner sessions to support your team
plan team marketing events and material
assist with the responsibilities of running an entrepreneurial business model
Your team
You’ll be working within the Pepper Pike branch office where we provide advice-based solutions. Our financial
advisors deliver a fully integrated set of products and services specifically designed to address the needs of
ultra-high net worth and high-net worth individuals and families.
Your expertise
You need to be enrolled in a two or four year college or university. In particular, you have:
a balanced resume which includes solid academic performance and campus involvement
a genuine interest in developing a career in Wealth Management
You are:
positive with a can-do approach
It doesn’t matter what you’re studying (you don’t need to be a financial guru). But we’d like to see evidence
that you can:
analyze a problem, come up with ideas and make a decision
show good judgment
plan, organize and make things happen
communicate well and work within a team
stick with a task
Have you participated in teams sports? Organized a volunteer project? Taken a challenging class and aced it?
Think about your achievements and how they match the skills we’re after
Senior Wealth Strategy Associate
By the end of your training, you will be expected to perform most, if not all of the functions carried out by senior team members. As a partner you will leverage both communication and analytical skills and work closely with teammates and clients to solve problems. Some tasks may include: portfolio construction and rebalancing, trading, investment manager diligence and evaluation, performance reporting and attribution, preparation of presentation material, as well as developing meaningful client relationships. An important component of this role will be partnering with the team’s strategic planning coordinator to assist in managing the business development effort.
Detailed salary information:
• San Francisco: the salary range for this role is $85000 to $130000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
Your team
You will join a four-person team that manages assets for ultra-high-net-worth individuals (greater than $10 million). Two principals are part of a select group of experienced professionals that work with a limited clientele; helping craft customized, comprehensive wealth management plans. They act as “Chief Investment Officers” for clients, providing a variety of services including: asset allocation and portfolio strategy, investment advisory services (cash, fixed income and equity management), alternative investments (private equity, private real estate, hedge funds, opportunistic vehicles), access to credit, and wealth advisory services (including trust, estate and philanthropic planning). The business model leverages the financial strength of an integrated global powerhouse with comprehensive wealth management advisory and asset management services delivered in the context of a high-touch, client-focused investment boutique.
Your expertise
• Demonstrated creativity in solving problems as well as excellent analytical and organizational skills, detail orientation, a proficiency in multi-tasking, and a desire to learn about financial markets.
• Must enjoy building long-term relationships, be a self-starter, entrepreneurial, and possess a strong work ethic.
• Strong interpersonal communication skills, energetic, enthusiastic, and ability to thrive in a collegial, team environment where professionals work hard but also have fun.
• Three to five years of professional experience preferred.
• Minimum commitment is three years; position provides excellent training in how to operate and manage a growing business along with experience in real world financial applications. Perfect training ground for pre-MBAs and those interested in pursuing their CFA, CIMA or other professional designation.
About us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..
US Only: The expected salary range for this role is $85000 to $130000 based on factors including, but not limited to, experience, qualifications, education, location and skill level. Please see «Your role» section for detailed salary information.
Service Associate
Are you incredibly organized with an eye for detail? Are you a skilled multitasker?
We’re looking for a Service Associate to:
• carry out cash management functions, process securities and correspondence, keep records and perform margin activities as a member of the Field Operations team aligned to the Market
• greet and assist clients and visitors to the branch, providing exceptional service
• create strong partnerships, cultivating relationships with assigned financial advisors and coordinating with the operations function
• maintain risk awareness and regulatory knowledge
Your team
You’ll be working in person within a WMA branch office on the operational team where we provide advice-based solutions. Our financial advisors deliver a fully integrated set of products and services specifically designed to address the needs of ultra-high net worth and high-net worth individuals and families.
Your expertise
You have:
• ideally 3 years of experience in client service, within the finance sector
• bachelor’s or master`s degree or equivalent, focusing on finance
You are:
• excellent communicator, with solid interpersonal skills
• detail oriented
• proficient in Microsoft Office Suite
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