Incorporated in 1986 as a wholly owned subsidiary of SBI, SBICAPS is one of the oldest investment banks in India, dominating the Indian investment banking landscape for over 35 years.
Deputy Manager / Manager
Department
Accounts & Audit
Qualification
Chartered Accountant
Experience
4+ yrs relevant experience, preferably from Financial Services Background.
Domain Knowledge Competencies
Job Responsibilities
- Ensuring timely Month end closing and maintaining accuracy.
- Preparing monthly MIS files within the timelines.
- Responding to queries of the Management and the Business Groups on the MIS
- Monthly financial variance analysis statement.
- Preparing Management Committee presentation.
- Preparing and posting certain month end accounting entries.
- Preparing/review of Monthly Performance Review note.
- Quarterly memorandum on performance to Audit Committee and BOD
- Preparation of Quarterly Board meeting Presentations
- Omnibus approvals and related party transaction reporting.
- Preparation of Financials under I-GAAP and reconciliation with Ind-AS.
- Performance Memorandum to the Board and Board Committees of Parent Entity.
- Accounting for actuarial valuation – yearly basis.
- Co-ordination for Investment Valuation and accounting.
- Any other submissions to the Parent Entity, matters pertaining to closing of books of account and Audit.
- Oversight of Accounts Payable function.
Essential
Domain Knowledge Competencies / Attributes
- Having good understanding of IndAS and IGAAP
- Handled accounts closing for a decent size corporate having good volumes
- Hands on in preparing Financial Statements including consolidated accounts and preparing power point presentation for Senior Management.
- Knowledge of both direct and indirect taxes.
- Experience in preparing MIS and making presentation to the Management.
- Good interpersonal skills. Role requires liaising with internal departments and subsidiaries
- Good and effective communication and writing skills. Role requires candidate to interact with Senior Management team.
- Willingness to put in extra efforts to meet timelines especially for quarter end.
- Should possess good leadership skills and be a team player as well.
- Ability to lead by example
Chief Information Security Officer
Department
Information Security
Qualification
- Graduation in EC or CS or IT or Information Security or Cyber Security or MCA or
- Degree in Mathematical or Physical sciences or
- Other Graduations
Mandatory certifications: CISA/CISSP
Nice to have certifications: OSCP/OSCE/ CEH/ LPT/CCNA/ ISO 27001 LA/LI/ITIL
Experience
Relevant Experience: 6 – 8 years
Domain Knowledge Competencies
Key Competencies
- Sound knowledge of Information Security
- Knowledge of security tools and methodologies
- Good command of both written and spoken English
Behavioral Competencies
- Team spirit
- Strong analytical skills and logical reasoning
- Good Oral and written communication skills in English
Key Accountabilities
- To ensure Information Security is coordinated consistently across the company
and to measure, monitor and report to the Board the efficiency and effectiveness
of the Information Security Management Systems (ISMS). - To conduct risk assessment and security reviews for new products, initiatives to
provide security clearance and project sign-off in all stages of SDLC to ensure
Confidentiality, Integrity and Availability of confidential data. - To ensure that security reviews are conducted to evaluate the adequacy and
effectiveness of technical security control measures, especially after each
significant change to the IT applications/systems/networks/cloud solutions/etc.
as well as after any major incident. - To manage external IT Audits, monitor and ensure closure of observations as per
timelines for Vulnerability Assessments, Penetration Testing, Network, Web
Applications, Mobile Applications, Secure Network & Firewall Access Reviews,
Secure Configuration review, etc.. - To develop and review cyber security KRIs and KPIs periodically.
- To evaluate and implement Information Security Services, solutions, products,
features, etc., handle the procurement - To ensure compliance with IS policies, standards, procedures and requirements of
Regulators and other law enforcement agencies relating to cyber security e.g.,
SBI, Cert-in, SEBI, etc. and remain abreast of emerging trends and best practices
in the industry. - To review and analyze risks inherent in technology operations underlying the
business. - To ensure security controls are maintained in all Third Party products and co-
ordinate with security vendors, suppliers, service providers and external
resources for improving security. - To review and approve all Change Management and New Products rules, access
permissions (Firewall Access Rules, Logical/ Physical), USB, Internet, VPN, etc.) - To manage and monitor SOC operations and drive cyber security related projects.
- To manage and oversee information security incident management process for
incident reporting, containment, resolution and root cause analysis as part of
computer incident response team (CIRT). - To report and create dashboards on the information security compliance and
conduct for periodic review meetings with top management / IT teams, various
stake holders relating to monitoring, incidents, critical changes in environment,
audit results and status of corrective actions. - Conduct Information Security awareness / training programs and Phishing
simulations for the employees as part of their induction and regular awareness.
Essential
Nature of Business
- Dealing in Investment Banking, Corporate advisory services, Trustee services, Equities & Commodities Broking, Retail Assets and Distribution of Financial Product
Deputy Manager / Manager
Department
Compliance
Qualification
CS . LLB will be added advantage
Experience
3+ yrs relevant experience
Domain Knowledge Competencies
Attributes
- Establishment of various Compliance policies, procedures and oversee its implementation and updation – for SBICAP Products.
- To identify and assess the compliance risks associated with business activities and advise the management on timely basis.
- Reviewing of Investment Banking documents such as NDAs, offer letters, Issues Agreements and other agreements/documents relating public issues, rights issues etc. as may be requested by the Business.
- Reviewing of Infra advisory business documents such as NDAs, offer letters, Agreements, RFPs etc. as may be requested by the Business.
- Engaging with the Compliance and Risk officials at subsidiaries.
- Periodical Compliance monitoring/reviewing of Susidiaries on Compliance Risk in line with the regulatory requirements and testing its implementation.
- Assist in establishment of Systems and Controls and its review for SBICAP and its Subsidiaries.
- Engaging with the capital markets regulators as may be necessary.
- To ensure statutory compliance with SEBI and update business groups and management on regulatory amendments/notifications/updates etc and the implications of the same.
- Periodical Compliance Risk Sensitisation and training to employees on Compliance aspects.
- To identify potential areas of compliance vulnerability and risk, develop and implement corrective action plans for resolution of problematic issues, and provide general guidance on how to avoid or deal with similar situations in the future.
Essential
Position Objective / Responsibilities
- Vetting of ECM Transaction documents relating to Issues
- Vetting of EL and NDA for all departments
- Collating and sending Monthly regulatory updates to SBI
- Review and submission of Quarterly Compliance Certificate of Subsidiaries
- Preparation of SEBI Half-yearly Report
- Conducting Annual Compliance Test
- Review and Updating of Policies of SBICAP and subsidiaries
- Regularly updating Product Groups of new regulatory developments and the implications of the same.
- Training on Compliance related matters
Manager – Debt Capital Markets – Origination
Department
Debt Capital Markets – Origination
Qualification
CA/MBA ( Core Finance & Marketing) from reputed B-schools
Experience
Knowledge and experience in all debt market products – Bonds/NCDs, Credit enhanced bonds, Structured Finance, Foreign Currency Bonds
Domain Knowledge Competencies
Knowledge of core finance and should have expertise in financial modelling. Understanding of Debt market
dynamics especially in regard to Asset monetization, understanding of risks associated with DCM activity,
valuations and financial statement analysis. Analysis of different sectors, preparation of pitch presentations,
negotiations and sourcing of mandates. Relationships with promoters/CFOs with Mid Corporate/Large
Corporate Clients, Business development and knowledge of SEBI ICDR regulations.
Attributes
- Excellent coordination skills, ability to multi-task, take quick decision; handle crisis situations, quick
turnaround and delivery. - Equipped to interact at CFO level and above.
- Excellent written and Oral communication and presentation skills
- Awareness of Business Environment
Essential
Position Objective / Responsibilities
- Responsible for structuring of Debt Capital markets transactions for the target customer group belonging to the approved client set. Responsible for developing and managing a team of managers in DCM
- Assist the SVP/VP/AVP in handling the complex financial arrangements/transactions and markets pricing decisions.
- Work closely with the Sector teams and Investors to develop proactive solution in client delivery
- Ensure to obtain good quality deals and detailed documentation is done
- Imparts product knowledge to subordinates and peers in the team
- Execute and Close small to medium transactions
- Typically manages team of 3 – 5 managers in DCM
- Supports in the handling of financial arrangements of moderate complexity.
Manager – Debt Capital Markets – Trading
Department
Debt Capital Markets – Trading
Qualification
CA/MBA ( Core Finance & Marketing) from reputed B-schools
Experience
Approx 4 years + of relevant Work Experience
Domain Knowledge Competencies
Knowledge and experience in all debt market products – Bonds/NCDs, Credit enhanced bonds, Structured
Finance, Foreign Currency Bonds
Job Responsibility
- Buying and selling debt securities such as government and corporate bonds, ensuring best
execution practices to achieve optimal prices and minimize transaction costs. - Providing liquidity by quoting buy and sell prices, maintaining a consistent presence in the market,
and managing an inventory of bonds to facilitate trades. - Monitoring and managing market, credit, and interest rate risks associated with the trading
portfolio. Implementing hedging strategies using financial derivatives to mitigate potential losses. - Conducting thorough analysis of market trends, economic indicators, and relevant news to inform
trading decisions. Collaborating with research analysts to stay updated on macroeconomic
conditions and sector performance. - Building and maintaining relationships with institutional clients such as asset managers and
pension funds. Offering market insights, trade ideas, and executing orders to meet client
investment needs. - Assisting the origination team with the pricing, distribution, and allocation of new bond issues.
Participating in book-building activities and roadshows to promote new securities. - Ensuring all trading activities comply with regulatory requirements and internal policies.
Maintaining accurate records of transactions and reporting any irregularities or market anomalies. - Utilizing advanced trading platforms and financial software to execute trades, analyze market
data, and manage portfolios efficiently. Staying updated with advancements in trading technology. - Collaborating with operations and back-office teams to ensure smooth trade settlement processes
and resolve any discrepancies that may arise.
Attributes
- Strong analytical skills, strategic thinking, ethical conduct,
Effective communication and client relationship management,
Essential
Position Objective / Responsibilities
- Comprehensive knowledge of fixed-income securities, including bonds, yield curves, and risk metrics like duration and convexity. They need to understand market dynamics, liquidity, and pricing, along with macroeconomic indicators and their impact on bond markets. Proficiency in regulatory compliance, risk management, and hedging strategies is essential. Technical skills in using trading platforms and data analysis tools, coupled with effective communication and client relationship management, are crucial. Staying informed about market-moving news and events, and developing strategic, innovative trading approaches, completes their domain expertise.
VP – Debt Capital Markets
Department
Debt Capital Markets – Sales
Qualification
CA/MBA (Core Finance & Marketing) from reputed B-schools
Experience
Knowledge and experience in all debt market products – Bonds/NCDs
Domain Knowledge Competencies
Knowledge of core finance, Understanding of Debt market dynamics, understanding of risks
associated with DCM activity, valuations, and financial statement analysis. Analysis of different
sectors, negotiations, and Relationships with Investors at the level of CIOs/ Heads of Treasury
and knowledge of SEBI ICDR regulations, RBI Guidelines, IRDA Guidelines, EPFO Guidelines
and PFRDA guidelines for Investments.
Attributes
- Excellent coordination skills, ability to multi-task, take quick decision; handle crisis situations, quick turnaround and delivery.
- Equipped to interact at CFO level and above.
- Excellent written and Oral communication and presentation skills
- Awareness of Business Environment
Essential
Position Objective / Responsibilities
- Responsible for managing the Flow Sales team
- Assist the SVP in handling the complex financial arrangements/transactions and markets pricing decisions.
- Work closely with the Origination teams and Investors to develop proactive solution in client delivery.
- Interact with the various overseas teams of SBI DCM and give a solution in either domestic
- Ensure placement of deals and efficient handling of the documentation is done.
- Imparts product knowledge to subordinates and peers in the team
- Formulate the Policy and Procedures where required to ensure that Risk is kept at the minimal
- Develop and mentor a Sales Team in DCM
